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Sean P. Breheney, CPA, MBASean P. Breheney, CPA, MBA -
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Jeffrey P. Roude, CPAJeffrey P. Roude, CPA -
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SAX EXPERTISE:
FINANCIAL SERVICES
FINANCIAL SERVICES
SAX’s Financial Services Practice delivers specialized accounting, tax, and advisory solutions for highly regulated industries, helping clients stay compliant while driving growth, attracting capital, and maximizing returns.
At SAX, our Financial Services Practice is built to support the unique needs of capital-intensive, highly regulated, and performance-driven sectors. We provide specialized accounting, tax, and advisory solutions to clients across the financial services spectrum— including real estate, hospitality, property management, investment partnerships, public and private REITs, infrastructure funds (including data centers and telecom), broker-dealers, private credit, and distressed or opportunistic investment funds.
Our experienced advisors understand the sophisticated financial structures, investor reporting requirements, and regulatory challenges that define these industries. Whether you are managing multi-asset real estate portfolios, operating private credit platforms, or navigating the complexities of a REIT or infrastructure fund, SAX delivers insight-driven strategies tailored to your operational and strategic goals.
We take a hands-on, proactive approach that aligns with your long-term investment strategies. Our multidisciplinary team combines deep industry knowledge with technical expertise — ensuring you’re not only compliant, but also strategically positioned to grow, attract capital, and drive returns.
EXPECT MORE WITH SAX
Under the SAX umbrella, we go beyond traditional accounting with a full suite of advisory services — including SAX Technology Advisors, delivering technology solutions that help businesses thrive in a digital world, and SAX Wealth Advisors, a registered investment advisor with over $3.8 billion in assets under management Most uniquely, our SAX Capital Advisors division serves as the firm’s investment banking arm — a rare capability in our industry. This strategic advantage allows us to provide clients with direct access to capital markets expertise, M&A advisory, capital raising, and other sophisticated transaction services — all integrated with our accounting, tax, and advisory knowledge. By uniting these disciplines under one roof, we deliver a seamless, 360-degree approach to driving growth, attracting capital, and maximizing value.
OUR SERVICES INCLUDE:
Accounting & Assurance
- GAAP-compliant financial reporting
- Fund and property-level audits
- Internal controls assessments
- Consolidation and complex structure accounting
Tax Strategy & Compliance
- Corporate Tax
- Multistate Tax
- International Tax
- Transfer Pricing
- Tax Controversy Services
- Private Client
- 1031 Exchange
- Tax Structuring
- Tax Compliance
- State and Local Tax
Client Accounting & Advisory Services
- Outsourced CFO/controller functions
- Bookkeeping, accounts payable/receivable, and payroll
- Cash flow analysis and budgeting
- Financial dashboards and performance metrics
Transaction Advisory
- Buy- and sell-side due diligence
- Fund structuring and investor reporting readiness
- Valuation support and deal modeling
- Exit planning and capital event strategies
Regulatory & Compliance Support
- SEC and FINRA readiness for broker-dealers and investment funds
- REIT testing and compliance assistance
- Risk management and internal process improvements
service leader
Joseph Kuttamperoor, Partner
New York, NY
973.214.9825
jkuttamperoor@saxadvisorygroup.com
CONTACT SAX’S FINANCIAL SERVICES ADVISORS
Meet our advisors
Securities are offered through Finalis Securities LLC Member FINRA/SIPC. Sax Capital Advisors is not a registered broker-dealer, and Finalis Securities LLC and Sax Capital Advisors are separate, unaffiliated entities. Finalis Securities LLC, Office of Supervisory Jurisdiction is located at 450 Lexington Ave, New York, NY 10017, 800-962-0418.
Finalis Privacy Policy | Finalis Business Continuity Plan | FINRA BrokerCheck | Finalis Form Customer Relationship Summary (“Form CRS”)
Saxca.com or Saxadvisorygroup.com (the “Sax Website”) is a website operated by Sax Advisory Group or Sax Capital Advisors. This website is for informational purposes only, is not an offer, solicitation, recommendation, or commitment for any transaction or to buy or sell any security or other financial product, and is not intended as investment advice or as a confirmation of any transaction. Products and services on this website may not be available for residents of certain jurisdictions. Please consult with a Finalis Securities’ registered representative regarding the product or service in question for further information. Investments involve risk and are not guaranteed to appreciate. Any market price, indicative value, estimate, view, opinion, data, or other information herein is not warranted as to completeness or accuracy, is subject to change without notice, and Sax Capital Advisors along with Finalis Securities LLC accepts no liability for its use or to update it or keep it current.
Investing in private placements involves a high degree of risk. These investments may be illiquid, speculative, and subject to substantial restrictions on transferability. Investors may lose all or part of their investment and should only invest capital they can afford to lose. Prospective investors should conduct their own due diligence and consult with their legal, tax, and financial advisors prior to making any investment decision. For your reference, Finalis’ Form CRS describes the services that we provide, how we are compensated, and other important information about Finalis Securities LLC.
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